Wharton DFW Investment Panel Discussion

Date and Time
Wednesday, October 17, 2018
5:30pm— 7:30pm
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Federal Reserve Bank of Dallas
2200 N Pearl
Dallas, TX 75201
United States
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Bruce Aranoff

(214) 621-7333

Equity Investments, ETFs, and Asset Allocation in the Current Investment Climate

Wharton invites you to a lively investment panel discussion. It's a first class evening with a catered reception followed by insights you cannot ascertain elsewhere, delivered in the comfort of the Federal Reserve's Executive Dining Room.

The Panel of three well known and accomplished investment professionals, moderated by Wharton’s own Scott Miller, will cover Equity Investments, ETFs, and Asset Allocation Considerations in the current, ever changing investment climate.

This Event is open for all Wharton Alumni and guests.
The Event, sponsored by South Texas Money Management and STMM Family Office, will feature a catered reception from 5:30 pm to 6:30 pm, prior to the hour-long Panel Discussion and Q & A session.

Moderator and Panel

Moderator: Scott Miller – CFA
Scott Miller has more than 30 years of investment experience in equities and fixed income both in the United States and international markets. He is a past president of the CFA Society of Dallas/Ft. Worth and the Wharton Alumni Club of Dallas/Ft. Worth. He is a member of the CFA Institute, CFA Society of Dallas/Ft. Worth, Council on Foreign Relations, Dallas Committee on Foreign Relations, The Dallas Assembly, and the World Affairs Council. B.A. Economics from Vanderbilt University and MBA in Finance from The Wharton School of the University of Pennsylvania

Eric Marshall – Discuss How they Look at Stocks
Eric J. Marshall, CFA currently serves as the President and Director of Research for Hodges Capital Management. Eric has been with the firm since 1997. He serves as a portfolio manager on five of the Hodges Funds and several investment strategies for financial advisors, family offices, pension plans, and foundations. Eric holds a bachelor’s degree in Finance from West Texas A&M University. He is an active member of the CFA Institute and the Dallas Society of Financial Analysts.

Jim Kee – Not so Common Considerations in assessing Economic Conditions and Asset Allocation
Jim Kee, Ph.D. currently serves as President and Chief Economist of South Texas Money Management. He has been with firm since 2009. . Dr. Kee's expertise lies in combining top-down, macroeconomic insights with bottom-up stock selection tools. He works with both the investment research group and the investment advisors at STMM. Dr. Kee has been nationally recognized for his views on investing and the economy. He currently serves on the St. Edwards University’s Munday School of Business Advisory Board. Dr. Kee has a Ph.D. in Economics from Auburn University, a Master’s degree in Economics from St. Mary’s University of San Antonio (Distinguished Graduate), and a B.A. in Economics from St. Edwards University (Austin).

Lincoln Ellis – Market Strategist View on Different Asset Classes in Current Market
Lincoln Ellis is the Senior Investment Strategist and CIO in Northern Trust’s Global Family & Private Investment Offices practice. In this capacity, Lincoln works with Chief Investment Officers, investment staff and their families on portfolio construction, asset allocation, manager selection and program implementation. He is also a member of the firm’s Investment Policy Committee and the Institutional Group’s Multi-Manager Solutions - Investment Oversight Committee. Lincoln will give a Top Down presentation on the Risks and Rewards of different Asset Categories and tell Investors what they should be thinking about in selecting their Asset Allocations in the Current Investment climate and heading into 2019, given his Market Outlook.

Special Thank You to This Event's Sponsor:


About the Sponsor - STMM and STMM Family Office

STMM was founded in 2000 by Jeanie Wyatt, CFA. As of August 31, 2018, STMM managed approximately $3.7 billion in assets including equity, fixed income, and balanced asset classes for individuals, trusts, retirement plans, charitable foundations and endowments, as well as for bank trust departments and other institutions. Based in San Antonio, STMM has additional offices in Austin, Corpus Christi, Dallas, Houston and Brenham/College Station. For more information, please see: http://www.stmmltd.com

STMM Family Office, LLC is a multi-family office for ultra-high net worth families and is a subsidiary of South Texas Money Management, Ltd., a registered investment advisory firm. Founded in 2010, STMM Family Office, LLC provides various non-investment advisory services to multi-generational families. Dallas-based Stan Shipley, Wharton Grad. (‘80) is President and CEO of STMM Family Office.

Registration Deadline: Tuesday, October 16 @ Noon
Date: Wednesday, October 17
Time: 5:30pm  Reception with Light Hors d'oeuvres
6:30pm  Investment Panel Discussion - in FRB's Executive Dining Room
Location: Federal Reserve Bank of Dallas, 2200 North Pearl Street Dallas, TX 75201
Parking: Please see parking instructions with map in your confirmation.
Cost (early registration):
   REGISTER - Gold members: Free
   REGISTER - Other Club members:$25/person
   REGISTER BELOW - Non-members: $40/person
   Walk-ins accommodated on a space available basis until 6pm, Oct. 17th


All attendees MUST bring a photo ID to the event. All attendees will need to be screened by Federal Reserve personnel, so please plan to arrive early. Please tell the guard you are attending the Wharton Investment Event.

Regarding parking, click here for parking information. There is onsite parking, but it, too, is secure with only one entrance and exit. Plan for extra time. Additionally, there are paid lots in the area.


Want to save by becoming a Member? Click here to Join the Club!

CANCELLATION POLICY: All cancellations must be received by the early registration date BEFORE the event or the attendee who made the reservation may not receive a refund, regardless of participation, due to costs associated with the reservation.

Map & Directions

Federal Reserve Bank of Dallas

2200 N Pearl, Dallas, TX 75201, United States,
by public transit by car by bike Walking